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09.08

First National Science & Technology Summit Recommends Policies to Sustain U.S. Innovation and Competitiveness

By IEEE-USA Staff

In mid-August, IEEE-USA President Russell Lefevre joined with more 250 other national science and technology leaders who converged on the Department of Energy’s Oak Ridge National Laboratory in Oak Ridge, Tenn., to participate in the first National Science and Technology Summit.

The Summit was convened by the President’s Office of Science and Technology Policy, as mandated by Congress in the America COMPETES Act of 2007, to “examine the health and direction of the United States’ science, technology, engineering, and mathematics enterprises.” Their conclusion: the United States enjoys many competitive advantages, but faces significant global challenges to our leadership in science and technology, and can’t afford to be complacent.

In welcoming remarks on Monday evening, National Science Foundation director Arden Bement and John E. Kelly III, IBM Senior Vice President and Director of Research, emphasized the importance of science and technology to U.S. competitiveness, and highlighted some of the emerging challenges to U.S. leadership and our ability to compete in the global marketplace. Kelly called for “radical collaboration between government, higher education and industry,” using the current national Nanoelectronics Research Initiative as an example.

The Summit kicked off in earnest on Tuesday morning (19 Aug.) with a series of welcomes by leaders of the Tennessee Congressional Delegation, including U.S. Representative Bart Gordon, the chair of the House Science and Technology Committee, and Senator Lamar Alexander, who was the Senate sponsor of the America COMPETES Act and chief architect of the influential National Academy report Rising Above the Gathering Storm, as well as U.S. Representative Zach Wamp, a COMPETES Act supporter whose district includes the Oak Ridge Laboratory. Their message — a consistent theme throughout the entire summit — was that the S&T community needs to join forces and focus its efforts on the task of convincing Congress and the new Administration to fully fund the research and educational programs authorized by the America COMPETES Act. They confirmed that other issues currently high on the national agenda such as improving energy independence, along with the prevailing “pay as you go” approach to federal appropriations, will make that task challenging.

National Semiconductor CEO Brian Halla provided the luncheon keynote, advancing the theme that failures to obtain passage of key legislation — such as appropriations for the America COMPETES Act and a permanent extension of the currently expired research and experimentation tax break — are the consequence of growing public and political apathy toward S&T and its role in society. According to Halla, the failure on the part of the high-tech industry and the broader S&T communities to convincingly explain the importance of technology’s role in maintaining U.S. competitiveness, and its potential impact in broad fields of national concern such as health care and homeland security, is at the root of this national complacency.

According to IEEE-USA President Lefevre, “leadership is also a key component. Not only does the S&T community need to work together to deliver strong, consistent messages about technology and its importance to our society, but we need political leaders with the vision and ability to mobilize the nation to respond to the threats and challenges we are facing, such as America’s energy dependence.”

The rest of the Summit agenda was divided into two concurrent tracks, with a series of moderated panel sessions focusing on science and technology investments in the public and private sector and on science, technology, engineering and math (STEM) education and work force development. The findings and recommendations from each panel discussion are to be incorporated in a Summit report that will be presented to Congress by year end.

The first panel, chaired by National Academy of Engineering President Charles Vest, looked at federal investment and resource allocation. As first priority, the panel agreed that cooperate efforts to obtain full funding for the America COMPETES Act is essential. William Jeffrey, President of HRL Laboratories, emphasized the need for advanced planning and collaborative roadmapping of enabling technology goals to minimize the so-called “Valley of Death” between basic research and industry application of technology.

Former Director of Defense Research Anita Jones emphasized the importance of investing in the people and research infrastructure, noting that the real payoffs from federal basic research investments are the people, tools and knowledge they generate, which helps advance our technology frontiers. She also urged “mission agencies” to assume more responsibility for funding basic research in enabling disciplines, such as health R&D investments in computing research. Cherry Murray, of the Lawrence Livermore National Laboratory, described the need for “T-shaped” professionals who have combined deep expertise in a technical discipline with breadth in other disciplines. Semiconductor Research Corporation CEO Larry Sumney endorsed the idea of technology roadmapping, and called for a shift in funding resources toward research partnerships and consortia, along the lines of the Semiconductor Research Corporation (SRC) model [www.src.org].

Summarizing the panel’s recommendations, Vest acknowledged the need for experimentation in national R&D funding strategies to encourage the research and innovation “ecosystems” to interact more efficiently and effectively. He also cited the need to use 21st century challenges, such as energy, climate, food, water and health, to inspire and engage the public to support research funding and to attract the next generation into S&T careers.

The Summit’s second panel, chaired by Kathie Olson, deputy director of the National Science Foundation, looked at ways to improve the participation of women and under-represented minorities in STEM education. Panelists agreed on a basic strategy of scaling up successful local initiatives and building partnerships between the research and education communities. Exposing students and their teachers to research experiences was among priorities discussed.

The third panel looked at research facilities, tools and infrastructure, and addressed the role of “Big Science” facilities in federal research priorities. Panelists confirmed increasing importance of large science facilities to basic research, including their role in supporting education, S&T work force development and socially relevant research. Opportunities for both large and small research facilities are increasing, along with their cost; prioritization of the limited federal dollars is essential but increasingly difficult, both within and across disciplines. The up and down of the annual federal budgeting cycles are perceived as a major obstacles to big science facilities’ effectiveness, reducing the return on investment. The panel’s core recommendation was to demand greater stability and predictability of funding through the life-cycle of a big facility program.

Panel four targeted K-12 education, particularly the challenge of sparking student interest in math, science and technology. The panel endorsed a more coherent systems approach to STEM education, with a focus on instruction in core topics and accountability through national testing and teaching standards. The panel concluded that students learn STEM by doing STEM — especially if the connections between science and math and its real life application are clearly explained. The panel also underscored the importance of guidance counselors and administrators, as well as teachers, in creating STEM-friendly environments.

An industry panel with executives from Honeywell, Dow Chemical, Siemens and Hewlett-Packard explored private sector incentives for investments in research. They looked beyond federal R&D dollars to address the overall business climate needed to spur domestic innovation and keep global companies focused on the U.S. market — including a consistent regulatory environment, liberal immigration policies to sustain a strong S&T work force, limits on excessive litigation, and the need for patent reform. They noted that foreign investment decisions are driven primarily by considerations of market access and the strength of the local S&T enterprise (e.g. work force, universities, laboratories, etc.). In their recommendations, the panel endorsed funding of the America COMPETES Act priorities, but urged reforms that would enable closer industry collaboration with the performers of basic research, including changes in current federal laws that would allow industry to obtain greater control over intellectual property rights derived from industry-funded university research. Congress and the Administration were also encouraged to evaluate the European Union’s new approach to research, which allows direct funding of industry-university-institution research collaborations.

The final panel, chaired by University of Tennessee President John Petersen, looked at STEM undergraduate and graduate education. The panelists noted the transformations in education resulting from the trend toward interdisciplinary research; the imperative of expanding meaningful participation by women and underrepresented minorities in STEM fields, and the need to improve the alignment between our national innovation agenda and our STEM work force, possibly by shifting federal dollars from the focus on research toward support of individual students at the undergraduate and graduate level.

Ambassador Richard Russell closed the Summit on behalf of OSTP Director John Marburger with a “thank you” to the participants, acknowledging that because of their interest and efforts, “policymakers no longer need convincing of the importance of S&T to America’s long-term economic competitiveness.” Russell added, “We must now transform this consensus into real progress by securing the investments called for by the President’s American Competitiveness Initiative, and establishing momentum for these objectives that will carry into the next administration.”

More information on the Summit agenda and speakers is available online at: www.ornl.gov/sci/natlscitechsummit/ The Summit report is due to Congress by mid-November and will be published at the OSTP Web site at: www.ostp.gov

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